Articles
| The Soft Science of Dietary Fat
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| Gary Taubes |
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Mainstream nutritional science has demonized dietary fat, yet 50
years and hundreds of millions of dollars of research have failed
to prove that eating a low-fat diet will help you live longer
When the U.S. Surgeon General's Office set off in 1988 to write the
definitive report on the dangers of dietary fat, the scientific task
appeared straightforward. Four years earlier, the National Institutes
of Health (NIH) had begun advising every American old enough to walk
to restrict fat intake, and the president of the American Heart Association
(AHA) had told Time magazine that if everyone went along,
"we will have [atherosclerosis] conquered" by the year 2000.
The Surgeon General's Office itself had just published its 700-page
landmark "Report on Nutrition and Health," declaring fat
the single most unwholesome component of the American diet.
All of this was apparently based on sound science. So the task before
the project officer was merely to gather that science together in
one volume, have it reviewed by a committee of experts, which had
been promptly established, and publish it. The project did not go
smoothly, however. Four project officers came and went over the next
decade. "It consumed project officers," says Marion Nestle,
who helped launch the project and now runs the nutrition and food
studies department at New York University (NYU). Members of the oversight
committee saw drafts of an early chapter or two, criticized them vigorously,
and then saw little else.
Finally, in June 1999, 11 years after the project began, the Surgeon
General's Office circulated a letter, authored by the last of the
project officers, explaining that the report would be killed. There
was no other public announcement and no press release. The letter
explained that the relevant administrators "did not anticipate
fully the magnitude of the additional external expertise and staff
resources that would be needed." In other words, says Nestle,
the subject matter "was too complicated." Bill Harlan, a
member of the oversight committee and associate director of the Office
of Disease Prevention at NIH, says "the report was initiated
with a preconceived opinion of the conclusions," but the science
behind those opinions was not holding up. "Clearly the thoughts
of yesterday were not going to serve us very well."
During the past 30 years, the concept of eating healthy in America
has become synonymous with avoiding dietary fat. The creation and
marketing of reduced-fat food products has become big business; over
15,000 have appeared on supermarket shelves. Indeed, an entire research
industry has arisen to create palatable nonfat fat substitutes, and
the food industry now spends billions of dollars yearly selling the
less-fat-is-good-health message. The government weighs in as well,
with the U.S. Department of Agriculture's (USDA's) booklet on dietary
guidelines, published every 5 years, and its ubiquitous Food Guide
Pyramid, which recommends that fats and oils be eaten "sparingly."
The low-fat gospel spreads farther by a kind of societal osmosis,
continuously reinforced by physicians, nutritionists, journalists,
health organizations, and consumer advocacy groups such as the Center
for Science in the Public Interest, which refers to fat as this "greasy
killer." "In America, we no longer fear God or the communists,
but we fear fat," says David Kritchevsky of the Wistar Institute
in Philadelphia, who in 1958 wrote the first textbook on cholesterol.
As the Surgeon General's Office discovered, however, the science
of dietary fat is not nearly as simple as it once appeared. The proposition,
now 50 years old, that dietary fat is a bane to health is based chiefly
on the fact that fat, specifically the hard, saturated fat found primarily
in meat and dairy products, elevates blood cholesterol levels. This
in turn raises the likelihood that cholesterol will clog arteries,
a condition known as atherosclerosis, which then increases risk of
coronary artery disease, heart attack, and untimely death. By the
1970s, each individual step of this chain from fat to cholesterol
to heart disease had been demonstrated beyond reasonable doubt, but
the veracity of the chain as a whole has never been proven.
In other words, despite decades of research, it is still a debatable
proposition whether the consumption of saturated fats above recommended
levels (step one in the chain) by anyone who's not already at high
risk of heart disease will increase the likelihood of untimely death
(outcome three). Nor have hundreds of millions of dollars in trials
managed to generate compelling evidence that healthy individuals can
extend their lives by more than a few weeks, if that, by eating less
fat (see sidebar on p. 2538).
To put it simply, the data remain ambiguous as to whether low-fat
diets will benefit healthy Americans. Worse, the ubiquitous admonishments
to reduce total fat intake have encouraged a shift to high-carbohydrate
diets, which may be no better--and may even be worse--than high-fat
diets.
Since the early 1970s, for instance, Americans' average fat intake
has dropped from over 40% of total calories to 34%; average serum
cholesterol levels have dropped as well. But no compelling evidence
suggests that these decreases have improved health. Although heart
disease death rates have dropped--and public health officials insist
low-fat diets are partly responsible--the incidence of heart
disease does not seem to be declining, as would be expected if lower
fat diets made a difference. This was the conclusion, for instance,
of a 10-year study of heart disease mortality published in The
New England Journal of Medicine in 1998, which suggested that
death rates are declining largely because doctors are treating the
disease more successfully. AHA statistics agree: Between 1979 and
1996, the number of medical procedures for heart disease increased
from 1.2 million to 5.4 million a year. "I don't consider that
this disease category has disappeared or anything close to it,"
says one AHA statistician.
Meanwhile, obesity in America, which remained constant from the early
1960s through 1980, has surged upward since then--from 14% of the
population to over 22%. Diabetes has increased apace. Both obesity
and diabetes increase heart disease risk, which could explain why
heart disease incidence is not decreasing. That this obesity epidemic
occurred just as the government began bombarding Americans with the
low-fat message suggests the possibility, however distant, that low-fat
diets might have unintended consequences--among them, weight gain.
"Most of us would have predicted that if we can get the population
to change its fat intake, with its dense calories, we would see a
reduction in weight," admits Harlan. "Instead, we see the
exact opposite."
In the face of this uncertainty, skeptics and apostates have come
along repeatedly, only to see their work almost religiously ignored
as the mainstream medical community sought consensus on the evils
of dietary fat. For 20 years, for instance, the Harvard School of
Public Health has run the Nurses' Health Study and its two sequelae--the
Health Professionals Follow-Up Study and the Nurses' Health Study
II--accumulating over a decade of data on the diet and health of almost
300,000 Americans. The results suggest that total fat consumed has
no relation to heart disease risk; that monounsaturated fats like
olive oil lower risk; and that saturated fats are little worse, if
at all, than the pasta and other carbohydrates that the Food Guide
Pyramid suggests be eaten copiously. (The studies also suggest that
trans fatty acids are unhealthful. These are the fats in margarine,
for instance, and are what many Americans started eating when they
were told that the saturated fats in butter might kill them.) Harvard
epidemiologist Walter Willett, spokesperson for the Nurses' Health
Study, points out that NIH has spent over $100 million on the three
studies and yet not one government agency has changed its primary
guidelines to fit these particular data. "Scandalous," says
Willett. "They say, 'You really need a high level of proof to
change the recommendations,' which is ironic, because they never had
a high level of proof to set them."
Indeed, the history of the national conviction that dietary fat is
deadly, and its evolution from hypothesis to dogma, is one in which
politicians, bureaucrats, the media, and the public have played as
large a role as the scientists and the science. It's a story of what
can happen when the demands of public health policy--and the demands
of the public for simple advice--run up against the confusing ambiguity
of real science.
Fear of fat
During the first half of the 20th century, nutritionists were more
concerned about malnutrition than about the sins of dietary excess.
After World War II, however, a coronary heart disease epidemic seemed
to sweep the country (see sidebar on p. 2540).
"Middle-aged men, seemingly healthy, were dropping dead,"
wrote biochemist Ancel Keys of the University of Minnesota, Twin Cities,
who was among the first to suggest that dietary fats might be the
cause. By 1952, Keys was arguing that Americans should reduce their
fat intake to less than 30% of total calories, although he simultaneously
recognized that "direct evidence on the effect of the diet on
human arteriosclerosis is very little and likely to remain so for
some time." In the famous and very controversial Seven Countries
Study, for instance, Keys and his colleagues reported that the amount
of fat consumed seemed to be the salient difference between populations
such as those in Japan and Crete that had little heart disease and
those, as in Finland, that were plagued by it. In 1961, the Framingham
Heart Study linked cholesterol levels to heart disease, Keys made
the cover of Time magazine, and the AHA, under his influence,
began advocating low-fat diets as a palliative for men with high cholesterol
levels. Keys had also become one of the first Americans to consciously
adopt a heart-healthy diet: He and his wife, Time reported,
"do not eat 'carving meat'--steaks, chops, roasts--more than
three times a week."
Nonetheless, by 1969 the state of the science could still be summarized
by a single sentence from a report of the Diet-Heart Review Panel
of the National Heart Institute (now the National Heart, Lung, and
Blood Institute, or NHLBI): "It is not known whether dietary
manipulation has any effect whatsoever on coronary heart disease."
The chair of the panel was E. H. "Pete" Ahrens, whose laboratory
at Rockefeller University in New York City did much of the seminal
research on fat and cholesterol metabolism.
Whereas proponents of low-fat diets were concerned primarily about
the effects of dietary fat on cholesterol levels and heart disease,
Ahrens and his panel--10 experts in clinical medicine, epidemiology,
biostatistics, human nutrition, and metabolism--were equally concerned
that eating less fat could have profound effects throughout the body,
many of which could be harmful. The brain, for instance, is 70% fat,
which chiefly serves to insulate neurons. Fat is also the primary
component of cell membranes. Changing the proportion of saturated
to unsaturated fats in the diet changes the fat composition in these
membranes. This could conceivably change the membrane permeability,
which controls the transport of everything from glucose, signaling
proteins, and hormones to bacteria, viruses, and tumor-causing agents
into and out of the cell. The relative saturation of fats in the diet
could also influence cellular aging as well as the clotting ability
of blood cells.
Whether the potential benefits of low-fat diets would exceed the
potential risks could be settled by testing whether low-fat diets
actually prolong life, but such a test would have to be enormous.
The effect of diet on cholesterol levels is subtle for most individuals--especially
those living in the real world rather than the metabolic wards of
nutrition researchers--and the effect of cholesterol levels on heart
disease is also subtle. As a result, tens of thousands of individuals
would have to switch to low-fat diets and their subsequent health
compared to that of equal numbers who continued eating fat to alleged
excess. And all these people would have to be followed for years until
enough deaths accumulated to provide statistically significant results.
Ahrens and his colleagues were pessimistic about whether such a massive
and expensive trial could ever be done. In 1971, an NIH task force
estimated such a trial would cost $1 billion, considerably more than
NIH was willing to spend. Instead, NIH administrators opted for a
handful of smaller studies, two of which alone would cost $255 million.
Perhaps more important, these studies would take a decade. Neither
the public, the press, nor the U.S. Congress was willing to wait that
long.
Science by committee
Like the flourishing American affinity for alternative medicine, an
antifat movement evolved independently of science in the 1960s. It
was fed by distrust of the establishment--in this case, both the medical
establishment and the food industry--and by counterculture attacks
on excessive consumption, whether manifested in gas-guzzling cars
or the classic American cuisine of bacon and eggs and marbled steaks.
And while the data on fat and health remained ambiguous and the scientific
community polarized, the deadlock was broken not by any new science,
but by politicians. It was Senator George McGovern's bipartisan, nonlegislative
Select Committee on Nutrition and Human Needs--and, to be precise,
a handful of McGovern's staff members--that almost single-handedly
changed nutritional policy in this country and initiated the process
of turning the dietary fat hypothesis into dogma.
McGovern's committee was founded in 1968 with a mandate to eradicate
malnutrition in America, and it instituted a series of landmark federal
food assistance programs. As the malnutrition work began to peter
out in the mid-1970s, however, the committee didn't disband. Rather,
its general counsel, Marshall Matz, and staff director, Alan Stone,
both young lawyers, decided that the committee would address "overnutrition,"
the dietary excesses of Americans. It was a "casual endeavor,"
says Matz. "We really were totally naïve, a bunch of kids, who
just thought, 'Hell, we should say something on this subject before
we go out of business.' " McGovern and his fellow senators--all
middle-aged men worried about their girth and their health--signed
on; McGovern and his wife had both gone through diet-guru Nathan Pritikin's
very low fat diet and exercise program. McGovern quit the program
early, but Pritikin remained a major influence on his thinking.
McGovern's committee listened to 2 days of testimony on diet and
disease in July 1976. Then resident wordsmith Nick Mottern, a former
labor reporter for The Providence Journal, was assigned the
task of researching and writing the first "Dietary Goals for
the United States." Mottern, who had no scientific background
and no experience writing about science, nutrition, or health, believed
his Dietary Goals would launch a "revolution in diet and agriculture
in this country." He avoided the scientific and medical controversy
by relying almost exclusively on Harvard School of Public Health nutritionist
Mark Hegsted for input on dietary fat. Hegsted had studied fat and
cholesterol metabolism in the early 1960s, and he believed unconditionally
in the benefits of restricting fat intake, although he says he was
aware that his was an extreme opinion. With Hegsted as his muse, Mottern
saw dietary fat as the nutritional equivalent of cigarettes, and the
food industry as akin to the tobacco industry in its willingness to
suppress scientific truth in the interests of profits. To Mottern,
those scientists who spoke out against fat were those willing to take
on the industry. "It took a certain amount of guts," he
says, "to speak about this because of the financial interests
involved."
Mottern's report suggested that Americans cut their total fat intake
to 30% of the calories they consume and saturated fat intake to 10%,
in accord with AHA recommendations for men at high risk of heart disease.
The report acknowledged the existence of controversy but insisted
Americans had nothing to lose by following its advice. "The question
to be asked is not why should we change our diet but why not?"
wrote Hegsted in the introduction. "There are [no risks] that
can be identified and important benefits can be expected." This
was an optimistic but still debatable position, and when Dietary Goals
was released in January 1977, "all hell broke loose," recalls
Hegsted. "Practically nobody was in favor of the McGovern recommendations.
Damn few people."
McGovern responded with three follow-up hearings, which aptly foreshadowed
the next 7 years of controversy. Among those testifying, for instance,
was NHLBI director Robert Levy, who explained that no one knew if
eating less fat or lowering blood cholesterol levels would prevent
heart attacks, which was why NHLBI was spending $300 million to study
the question. Levy's position was awkward, he recalls, because "the
good senators came out with the guidelines and then called us in to
get advice." He was joined by prominent scientists, including
Ahrens, who testified that advising Americans to eat less fat on the
strength of such marginal evidence was equivalent to conducting a
nutritional experiment with the American public as subjects. Even
the American Medical Association protested, suggesting that the diet
proposed by the guidelines raised the "potential for harmful
effects." But as these scientists testified, so did representatives
from the dairy, egg, and cattle industries, who also vigorously opposed
the guidelines for obvious reasons. This juxtaposition served to taint
the scientific criticisms: Any scientists arguing against the committee's
guidelines appeared to be either hopelessly behind the paradigm, which
was Hegsted's view, or industry apologists, which was Mottern's, if
not both.
Although the committee published a revised edition of the Dietary
Goals later in the year, the thrust of the recommendations remained
unchanged. It did give in to industry pressure by softening the suggestion
that Americans eat less meat. Mottern says he considered even that
a "disservice to the public," refused to do the revisions,
and quit the committee. (Mottern became a vegetarian while writing
the Dietary Goals and now runs a food co-op in Peekskill, New York.)
The guidelines might have then died a quiet death when McGovern's
committee came to an end in late 1977 if two federal agencies had
not felt it imperative to respond. Although they took contradictory
points of view, one message--with media assistance--won out.
The first was the USDA, where consumer-activist Carol Tucker Foreman
had recently been appointed an assistant secretary. Foreman believed
it was incumbent on USDA to turn McGovern's recommendations into official
policy, and, like Mottern, she was not deterred by the existence of
scientific controversy. "Tell us what you know and tell us it's
not the final answer," she would tell scientists. "I have
to eat and feed my children three times a day, and I want you to tell
me what your best sense of the data is right now."
Of course, given the controversy, the "best sense of the data"
would depend on which scientists were asked. The Food and Nutrition
Board of the National Academy of Sciences (NAS), which decides the
Recommended Dietary Allowances, would have been a natural choice,
but NAS president Philip Handler, an expert on metabolism, had told
Foreman that Mottern's Dietary Goals were "nonsense." Foreman
then turned to McGovern's staffers for advice and they recommended
she hire Hegsted, which she did. Hegsted, in turn, relied on a state-of-the-science
report published by an expert but very divergent committee of the
American Society for Clinical Nutrition. "They were nowhere near
unanimous on anything," says Hegsted, "but the majority
supported something like the McGovern committee report."
The resulting document became the first edition of "Using the
Dietary Guidelines for Americans." Although it acknowledged the
existence of controversy and suggested that a single dietary recommendation
might not suit an entire diverse population, the advice to avoid fat
and saturated fat was, indeed, virtually identical to McGovern's Dietary
Goals.
Three months later, the NAS Food and Nutrition Board released its
own guidelines: "Toward Healthful Diets." The board, consisting
of a dozen nutrition experts, concluded that the only reliable advice
for healthy Americans was to watch their weight; everything else,
dietary fat included, would take care of itself. The advice was not
taken kindly, however, at least not by the media. The first reports--"rather
incredulously," said Handler at the time--criticized the NAS
advice for conflicting with the USDA's and McGovern's and thus somehow
being irresponsible. Follow-up reports suggested that the board members,
in the words of Jane Brody, who covered the story for The New
York Times, were "all in the pocket of the industries being
hurt." To be precise, the board chair and one of its members
consulted for food industries, and funding for the board itself came
from industry donations. These industry connections were leaked to
the press from the USDA.
Hegsted now defends the NAS board, although he didn't at the time,
and calls this kind of conflict of interest "a hell of an issue."
"Everybody used to complain that industry didn't do anything
on nutrition," he told Science, "yet anybody who
got involved was blackballed because their positions were presumably
influenced by the industry." (In 1981, Hegsted returned to Harvard,
where his research was funded by Frito-Lay.) The press had mixed feelings,
claiming that the connections "soiled" the academy's reputation
"for tendering careful scientific advice" (The Washington
Post), demonstrated that the board's "objectivity and aptitude
are in doubt" (The New York Times), or represented in
the board's guidelines a "blow against the food faddists who
hold the public in thrall" (Science). In any case, the
NAS board had been publicly discredited. Hegsted's Dietary Guidelines
for Americans became the official U.S. policy on dietary fat: Eat
less fat. Live longer.
Creating "consensus"
Once politicians, the press, and the public had decided dietary fat
policy, the science was left to catch up. In the early 1970s, when
NIH opted to forgo a $1 billion trial that might be definitive and
instead fund a half-dozen studies at one-third the cost, everyone
hoped these smaller trials would be sufficiently persuasive to conclude
that low-fat diets prolong lives. The results were published between
1980 and 1984. Four of these trials --comparing heart disease rates
and diet within Honolulu, Puerto Rico, Chicago, and Framingham--showed
no evidence that men who ate less fat lived longer or had fewer heart
attacks. A fifth trial, the Multiple Risk Factor Intervention Trial
(MRFIT), cost $115 million and tried to amplify the subtle influences
of diet on health by persuading subjects to avoid fat while simultaneously
quitting smoking and taking medication for high blood pressure.
That trial suggested, if anything, that eating less fat might shorten
life. In each study, however, the investigators concluded that methodological
flaws had led to the negative results. They did not, at least publicly,
consider their results reason to lessen their belief in the evils
of fat.
The sixth study was the $140 million Lipid Research Clinics (LRC)
Coronary Primary Prevention Trial, led by NHLBI administrator Basil
Rifkind and biochemist Daniel Steinberg of the University of California,
San Diego. The LRC trial was a drug trial, not a diet trial, but the
NHLBI heralded its outcome as the end of the dietary fat debate. In
January 1984, LRC investigators reported that a medication called
cholestyramine reduced cholesterol levels in men with abnormally high
cholesterol levels and modestly reduced heart disease rates in the
process. (The probability of suffering a heart attack during the seven-plus
years of the study was reduced from 8.6% in the placebo group to 7.0%;
the probability of dying from a heart attack dropped from 2.0% to
1.6%.) The investigators then concluded, without benefit of dietary
data, that cholestyramine's benefits could be extended to diet as
well. And although the trial tested only middle-aged men with cholesterol
levels higher than those of 95% of the population, they concluded
that those benefits "could and should be extended to other age
groups and women and ... other more modest elevations of cholesterol
levels."
Why go so far? Rifkind says their logic was simple: For 20 years,
he and his colleagues had argued that lowering cholesterol levels
prevented heart attacks. They had spent enormous sums trying to prove
it. They felt they could never actually demonstrate that low-fat diets
prolonged lives--that would be too expensive, and MRFIT had failed--but
now they had established a fundamental link in the causal chain, from
lower cholesterol levels to cardiovascular health. With that, they
could take the leap of faith from cholesterol-lowering drugs and health
to cholesterol-lowering diet and health. And after all their effort,
they were eager--not to mention urged by Congress--to render helpful
advice. "There comes a point when, if you don't make a decision,
the consequences can be great as well," says Rifkind. "If
you just allow Americans to keep on consuming 40% of calories from
fat, there's an outcome to that as well."
With the LRC results in press, the NHLBI launched what Levy called
"a massive public health campaign." The media obligingly
went along. Time, for instance, reported the LRC findings
under the headline "Sorry, It's True. Cholesterol really is a
killer." The article about a drug trial began: "No whole
milk. No butter. No fatty meats ..." Time followed up
3 months later with a cover story: "And Cholesterol and Now the
Bad News. ..." The cover photo was a frowning face: a breakfast
plate with two fried eggs as the eyes and a bacon strip for the mouth.
Rifkind was quoted saying that their results "strongly indicate
that the more you lower cholesterol and fat in your diet, the more
you reduce your risk of heart disease," a statement that still
lacked direct scientific support.
The following December, NIH effectively ended the debate with a "Consensus
Conference." The idea of such a conference is that an expert
panel, ideally unbiased, listens to 2 days of testimony and arrives
at a conclusion with which everyone agrees. In this case, Rifkind
chaired the planning committee, which chose his LRC co-investigator
Steinberg to lead the expert panel. The 20 speakers did include a
handful of skeptics --including Ahrens, for instance, and cardiologist
Michael Oliver of Imperial College in London--who argued that it was
unscientific to equate the effects of a drug with the effects of a
diet. Steinberg's panel members, however, as Oliver later complained
in The Lancet, "were selected to include only experts
who would, predictably, say that all levels of blood cholesterol in
the United States are too high and should be lowered. And, of course,
this is exactly what was said." Indeed, the conference report,
written by Steinberg and his panel, revealed no evidence of discord.
There was "no doubt," it concluded, that low-fat diets "will
afford significant protection against coronary heart disease"
to every American over 2 years old. The Consensus Conference officially
gave the appearance of unanimity where none existed. After all, if
there had been a true consensus, as Steinberg himself told Science,
"you wouldn't have had to have a consensus conference."
The test of time
To the outside observer, the challenge in making sense of any such
long-running scientific controversy is to establish whether the skeptics
are simply on the wrong side of the new paradigm, or whether their
skepticism is well founded. In other words, is the science at issue
based on sound scientific thinking and unambiguous data, or is it
what Sir Francis Bacon, for instance, would have called "wishful
science," based on fancies, opinions, and the exclusion of contrary
evidence? Bacon offered one viable suggestion for differentiating
the two: the test of time. Good science is rooted in reality, so it
grows and develops and the evidence gets increasingly more compelling,
whereas wishful science flourishes most under its first authors before
"going downhill."
Such is the case, for instance, with the proposition that dietary
fat causes cancer, which was an integral part of dietary fat anxiety
in the late 1970s. By 1982, the evidence supporting this idea was
thought to be so undeniable that a landmark NAS report on nutrition
and cancer equated those researchers who remained skeptical with "certain
interested parties [who] formerly argued that the association between
lung cancer and smoking was not causational." Fifteen years and
hundreds of millions of research dollars later, a similarly massive
expert report by the World Cancer Research Fund and the American Institute
for Cancer Research could find neither "convincing" nor
even "probable" reason to believe that dietary fat caused
cancer.
The hypothesis that low-fat diets are the requisite route to weight
loss has taken a similar downward path. This was the ultimate fallback
position in all low-fat recommendations: Fat has nine calories per
gram compared to four calories for carbohydrates and protein, and
so cutting fat from the diet surely would cut pounds. "This is
held almost to be a religious truth," says Harvard's Willett.
Considerable data, however, now suggest otherwise. The results of
well-controlled clinical trials are consistent: People on low-fat
diets initially lose a couple of kilograms, as they would on any diet,
and then the weight tends to return. After 1 to 2 years, little has
been achieved. Consider, for instance, the 50,000 women enrolled in
the ongoing $100 million Women's Health Initiative (WHI). Half of
these women have been extensively counseled to consume only 20% of
their calories from fat. After 3 years on this near-draconian regime,
say WHI sources, the women had lost, on average, a kilogram each.
The link between dietary fat and heart disease is more complicated,
because the hypothesis has diverged into two distinct propositions:
first, that lowering cholesterol prevents heart disease; second, that
eating less fat not only lowers cholesterol and prevents heart disease
but prolongs life. Since 1984, the evidence that cholesterol-lowering
drugs are beneficial--proposition number one--has indeed blossomed,
at least for those at high risk of heart attack. These drugs reduce
serum cholesterol levels dramatically, and they prevent heart attacks,
perhaps by other means as well. Their market has now reached $4 billion
a year in the United States alone, and every new trial seems to confirm
their benefits.
The evidence supporting the second proposition, that eating less
fat makes for a healthier and longer life, however, has remained stubbornly
ambiguous. If anything, it has only become less compelling over time.
Indeed, since Ancel Keys started advocating low-fat diets almost 50
years ago, the science of fat and cholesterol has evolved from a simple
story into a very complicated one. The catch has been that few involved
in this business were prepared to deal with a complicated story. Researchers
initially preferred to believe it was simple--that a single unwholesome
nutrient, in effect, could be isolated from the diverse richness of
human diets; public health administrators required a simple story
to give to Congress and the public; and the press needed a simple
story--at least on any particular day--to give to editors and readers
in 30 column inches. But as contrarian data continued to accumulate,
the complications became increasingly more difficult to ignore or
exclude, and the press began waffling or adding caveats. The scientists
then got the blame for not sticking to the original simple story,
which had, regrettably, never existed.
More fats, fewer answers
The original simple story in the 1950s was that high cholesterol levels
increase heart disease risk. The seminal Framingham Heart Study, for
instance, which revealed the association between cholesterol and heart
disease, originally measured only total serum cholesterol. But cholesterol
shuttles through the blood in an array of packages. Low-density lipoprotein
particles (LDL, the "bad" cholesterol) deliver fat and cholesterol
from the liver to tissues that need it, including the arterial cells,
where it can lead to atherosclerotic plaques. High-density lipoproteins
(HDLs, the "good" cholesterol) return cholesterol to the
liver. The higher the HDL, the lower the heart disease risk. Then
there are triglycerides, which contain fatty acids, and very low density
lipoproteins (VLDLs), which transport triglycerides.
All of these particles have some effect on heart disease risk, while
the fats, carbohydrates, and protein in the diet have varying effects
on all these particles. The 1950s story was that saturated fats increase
total cholesterol, polyunsaturated fats decrease it, and monounsaturated
fats are neutral. By the late 1970s--when researchers accepted the
benefits of HDL--they realized that monounsaturated fats are not neutral.
Rather, they raise HDL, at least compared to carbohydrates, and lower
LDL. This makes them an ideal nutrient as far as cholesterol goes.
Furthermore, saturated fats cannot be quite so evil because, while
they elevate LDL, which is bad, they also elevate HDL, which is good.
And some saturated fats--stearic acid, in particular, the fat in chocolate--are
at worst neutral. Stearic acid raises HDL levels but does little or
nothing to LDL. And then there are trans fatty acids, which raise
LDL, just like saturated fat, but also lower HDL. Today, none of this
is controversial, although it has yet to be reflected in any Food
Guide Pyramid.
To understand where this complexity can lead in a simple example,
consider a steak--to be precise, a porterhouse, select cut, with a
half-centimeter layer of fat, the nutritional constituents of which
can be found in the Nutrient Database for Standard Reference at the
USDA Web site. After broiling, this porterhouse reduces to a serving
of almost equal parts fat and protein. Fifty-one percent of the fat
is monounsaturated, of which virtually all (90%) is oleic acid, the
same healthy fat that's in olive oil. Saturated fat constitutes 45%
of the total fat, but a third of that is stearic acid, which is, at
the very least, harmless. The remaining 4% of the fat is polyunsaturated,
which also improves cholesterol levels. In sum, well over half--and
perhaps as much as 70%--of the fat content of a porterhouse will improve
cholesterol levels compared to what they would be if bread, potatoes,
or pasta were consumed instead. The remaining 30% will raise LDL but
will also raise HDL. All of this suggests that eating a porterhouse
steak rather than carbohydrates might actually improve heart disease
risk, although no nutritional authority who hasn't written a high-fat
diet book will say this publicly.
As for the scientific studies, in the years since the 1984 consensus
conference, the one thing they have not done is pile up evidence in
support of the low-fat-for-all approach to the public good. If anything,
they have added weight to Ahrens's fears that there may be a downside
to populationwide low-fat recommendations. In 1986, for instance,
just 1 year after NIH launched the National Cholesterol Education
Program, also advising low-fat diets for everyone over 2 years old,
epidemiologist David Jacobs of the University of Minnesota, Twin Cities,
visited Japan. There he learned that Japanese physicians were advising
patients to raise their cholesterol levels, because low cholesterol
levels were linked to hemorrhagic stroke. At the time, Japanese men
were dying from stroke almost as frequently as American men were succumbing
to heart disease. Back in Minnesota, Jacobs looked for this low-cholesterol-stroke
relationship in the MRFIT data and found it there, too. And the relationship
transcended stroke: Men with very low cholesterol levels seemed prone
to premature death; below 160 milligrams per deciliter (mg/dl), the
lower the cholesterol level, the shorter the life.
Jacobs reported his results to NHLBI, which in 1990 hosted a conference
to discuss the issue, bringing together researchers from 19 studies
around the world. The data were consistent: When investigators tracked
all deaths, instead of just heart disease deaths, the cholesterol
curves were U-shaped for men and flat for women. In other words, men
with cholesterol levels above 240 mg/dl tended to die prematurely
from heart disease. But below 160 mg/dl, the men tended to die prematurely
from cancer, respiratory and digestive diseases, and trauma. As for
women, if anything, the higher their cholesterol, the longer they
lived (see graph on p. 2540).
These mortality data can be interpreted in two ways. One, preferred
by low-fat advocates, is that they cannot be meaningful. Rifkind,
for instance, told Science that the excess deaths at low
cholesterol levels must be due to preexisting conditions.
In other words, chronic illness leads to low cholesterol levels, not
vice versa. He pointed to the 1990 conference report as the definitive
document on the issue and as support for his argument, although the
report states unequivocally that this interpretation is not supported
by the data.
The other interpretation is that what a low-fat diet does to serum
cholesterol levels, and what that in turn does to arteries, may be
only one component of the diet's effect on health. In other words,
while low-fat diets might help prevent heart disease, they might also
raise susceptibility to other conditions. This is what always worried
Ahrens. It's also one reason why the American College of Physicians,
for instance, now suggests that cholesterol reduction is certainly
worthwhile for those at high, short-term risk of dying of coronary
heart disease but of "much smaller or ... uncertain" benefit
for everyone else.
This interpretation--that the connection between diet and health
far transcends cholesterol--is also supported by the single most dramatic
diet-heart trial ever conducted: the Lyon Diet Heart Study, led by
Michel de Lorgeril of the French National Institute of Health and
Medical Research (INSERM) and published in Circulation in
February 1999. The investigators randomized 605 heart attack survivors,
all on cholesterol-lowering drugs, into two groups. They counseled
one to eat an AHA "prudent diet," very similar to that recommended
for all Americans. They counseled the other to eat a Mediterranean-type
diet, with more bread, cereals, legumes, beans, vegetables, fruits,
and fish and less meat. Total fat and types of fat differed markedly
in the two diets, but the HDL, LDL, and total cholesterol levels in
the two groups remained virtually identical. Nonetheless, over 4 years
of follow-up, the Mediterranean-diet group had only 14 cardiac deaths
and nonfatal heart attacks compared to 44 for the "Western-type"
diet group. The likely explanation, wrote de Lorgeril and his colleagues,
is that the "protective effects [of the Mediterranean diet] were
not related to serum concentrations of total, LDL or HDL cholesterol."
Many researchers find the Lyon data so perplexing that they're left
questioning the methodology of the trial. Nonetheless, says NIH's
Harlan, the data "are very provocative. They do bring up the
issue of whether if we look only at cholesterol levels we aren't going
to miss something very important." De Lorgeril believes the diet's
protective effect comes primarily from omega-3 fatty acids, found
in seed oils, meat, cereals, green leafy vegetables, and fish, and
from antioxidant compounds, including vitamins, trace elements, and
flavonoids. He told Science that most researchers and journalists
in the field are prisoners of the "cholesterol paradigm."
Although dietary fat and serum cholesterol "are obviously connected,"
he says, "the connection is not a robust one" when it comes
to heart disease.
Dietary trade-offs
One inescapable reality is that death is a trade-off, and so is diet.
"You have to eat something," says epidemiologist Hugh Tunstall
Pedoe of the University of Dundee, U.K., spokesperson for the 21-nation
Monitoring Cardiovascular Disease Project run by the World Health
Organization. "If you eat more of one thing, you eat a lot less
of something else. So for every theory saying this disease is caused
by an excess in x, you can produce an alternative theory
saying it's a deficiency in y." It would be simple if,
say, saturated fats could be cut from the diet and the calories with
it, but that's not the case. Despite all expectations to the contrary,
people tend to consume the same number of calories despite whatever
diet they try. If they eat less total fat, for instance, they will
eat more carbohydrates and probably less protein, because most protein
comes in foods like meat that also have considerable amounts of fat.
This plus-minus problem suggests a different interpretation for virtually
every diet study ever done, including, for instance, the kind of metabolic-ward
studies that originally demonstrated the ability of saturated fats
to raise cholesterol. If researchers reduce the amount of saturated
fat in the test diet, they have to make up the calories elsewhere.
Do they add polyunsaturated fats, for instance, or add carbohydrates?
A single carbohydrate or mixed carbohydrates? Do they add green leafy
vegetables, or do they add pasta? And so it goes. "The sky's
the limit," says nutritionist Alice Lichtenstein of Tufts University
in Boston. "There are a million perturbations."
These trade-offs also confound the kind of epidemiological studies
that demonized saturated fat from the 1950s onward. In particular,
individuals who eat copious amounts of meat and dairy products, and
plenty of saturated fats in the process, tend not to eat copious amounts
of vegetables and fruits. The same holds for entire populations. The
eastern Finns, for instance, whose lofty heart disease rates convinced
Ancel Keys and a generation of researchers of the evils of fat, live
within 500 kilometers of the Arctic Circle and rarely see fresh produce
or a green vegetable. The Scots, infamous for eating perhaps the least
wholesome diet in the developed world, are in a similar fix. Basil
Rifkind recalls being laughed at once on this point when he lectured
to Scottish physicians on healthy diets: "One said, 'You talk
about increasing fruits and vegetable consumption, but in the area
I work in there's not a single grocery store.' " In both cases,
researchers joke that the only green leafy vegetable these populations
consume regularly is tobacco. As for the purported benefits of the
widely hailed Mediterranean diet, is it the fish, the olive oil, or
the fresh vegetables? After all, says Harvard epidemiologist Dimitrios
Trichopoulos, a native of Greece, the olive oil is used either to
cook vegetables or as dressing over salads. "The quantity of
vegetables consumed is almost a pound [half a kilogram] a day,"
he says, "and you cannot eat it without olive oil. And we eat
a lot of legumes, and we cannot eat legumes without olive oil."
Indeed, recent data on heart disease trends in Europe suggest that
a likely explanation for the differences between countries and over
time is the availability of fresh produce year-round rather than differences
in fat intake. While the press often plays up the French paradox--the
French have little heart disease despite seemingly high saturated
fat consumption--the real paradox is throughout Southern Europe, where
heart disease death rates have steadily dropped while animal fat consumption
has steadily risen, says University of Cambridge epidemiologist John
Powles, who studies national disease trends. The same trend appears
in Japan. "We have this idea that it's the Arcadian past, the
life in the village, the utopia that we've lost," Powles says;
"that the really protective Mediterranean diet is what people
ate in the 1950s." But that notion isn't supported by the data:
As these Mediterranean nations became more affluent, says Powles,
they began to eat proportionally more meat and with it more animal
fat. Their heart disease rates, however, continued to improve compared
to populations that consumed as much animal fat but had less access
to fresh vegetables throughout the year. To Powles, the antifat movement
was founded on the Puritan notion that "something bad had to
have an evil cause, and you got a heart attack because you did something
wrong, which was eating too much of a bad thing, rather than not having
enough of a good thing."
The other salient trade-off in the plus-minus problem of human diets
is carbohydrates. When the federal government began pushing low-fat
diets, the scientists and administrators, and virtually everyone else
involved, hoped that Americans would replace fat calories with fruits
and vegetables and legumes, but it didn't happen. If nothing else,
economics worked against it. The food industry has little incentive
to advertise nonproprietary items: broccoli, for instance. Instead,
says NYU's Nestle, the great bulk of the $30-billion-plus spent yearly
on food advertising goes to selling carbohydrates in the guise of
fast food, sodas, snacks, and candy bars. And carbohydrates are all
too often what Americans eat.
Carbohydrates are what Harvard's Willett calls the flip side of the
calorie trade-off problem. Because it is exceedingly difficult to
add pure protein to a diet in any quantity, a low-fat diet is, by
definition, a high-carbohydrate diet--just as a low-fat cookie or
low-fat yogurt are, by definition, high in carbohydrates. Numerous
studies now suggest that high-carbohydrate diets can raise triglyceride
levels, create small, dense LDL particles, and reduce HDL--a combination,
along with a condition known as "insulin resistance," that
Stanford endocrinologist Gerald Reaven has labeled "syndrome
X." Thirty percent of adult males and 10% to 15% of postmenopausal
women have this particular syndrome X profile, which is associated
with a several-fold increase in heart disease risk, says Reaven, even
among those patients whose LDL levels appear otherwise normal. Reaven
and Ron Krauss, who studies fats and lipids at Lawrence Berkeley National
Laboratory in California, have shown that when men eat high-carbohydrate
diets their cholesterol profiles may shift from normal to syndrome
X. In other words, the more carbohydrates replace saturated fats,
the more likely the end result will be syndrome X and an increased
heart disease risk. "The problem is so clear right now it's almost
a joke," says Reaven. How this balances out is the unknown. "It's
a bitch of a question," says Marc Hellerstein, a nutritional
biochemist at the University of California, Berkeley, "maybe
the great public health nutrition question of our era."
The other worrisome aspect of the carbohydrate trade-off is the possibility
that, for some individuals, at least, it might actually be easier
to gain weight on low-fat/high-carbohydrate regimens than on higher
fat diets. One of the many factors that influence hunger is the glycemic
index, which measures how fast carbohydrates are broken down into
simple sugars and moved into the bloodstream. Foods with the highest
glycemic index are simple sugars and processed grain products like
pasta and white rice, which cause a rapid rise in blood sugar after
a meal. Fruits, vegetables, legumes, and even unprocessed starches--pasta
al dente, for instance--cause a much slower rise in blood
sugar. Researchers have hypothesized that eating high-glycemic index
foods increases hunger later because insulin overreacts to the spike
in blood sugar. "The high insulin levels cause the nutrients
from the meal to get absorbed and very avidly stored away, and once
they are, the body can't access them," says David Ludwig, director
of the obesity clinic at Children's Hospital Boston. "The body
appears to run out of fuel." A few hours after eating, hunger
returns.
If the theory is correct, calories from the kind of processed carbohydrates
that have become the staple of the American diet are not the same
as calories from fat, protein, or complex carbohydrates when it comes
to controlling weight. "They may cause a hormonal change that
stimulates hunger and leads to overeating," says Ludwig, "especially
in environments where food is abundant. ..."
In 1979, 2 years after McGovern's committee released its Dietary
Goals, Ahrens wrote to The Lancet describing what he had
learned over 30 years of studying fat and cholesterol metabolism:
"It is absolutely certain that no one can reliably predict whether
a change in dietary regimens will have any effect whatsoever on the
incidence of new events of [coronary heart disease], nor in whom."
Today, many nutrition researchers, acknowledging the complexity of
the situation, find themselves siding with Ahrens. Krauss, for instance,
who chairs the AHA Dietary Guidelines Committee, now calls it "scientifically
naïve" to expect that a single dietary regime can be beneficial
for everybody: "The 'goodness' or 'badness' of anything as complex
as dietary fat and its subtypes will ultimately depend on the context
of the individual."
Given the proven success and low cost of cholesterol-lowering drugs,
most physicians now prescribe drug treatment for patients at high
risk of heart disease. The drugs reduce LDL cholesterol levels by
as much as 30%. Diet rarely drops LDL by more than 10%, which is effectively
trivial for healthy individuals, although it may be worth the effort
for those at high risk of heart disease whose cholesterol levels respond
well to it.
The logic underlying populationwide recommendations such as the latest
USDA Dietary Guidelines is that limiting saturated fat intake--even
if it does little or nothing to extend the lives of healthy individuals
and even if not all saturated fats are equally bad--might still delay
tens of thousands of deaths each year throughout the entire country.
Limiting total fat consumption is considered reasonable advice because
it's simple and easy to understand, and it may limit calorie intake.
Whether it's scientifically justifiable may simply not be relevant.
"When you don't have any real good answers in this business,"
says Krauss, "you have to accept a few not so good ones as the
next best thing."